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The philosopher Hans-Georg Gadamer was a modern Methuselah. He was
born on February 11, 1900, and died on March 13, 2002. During his lifetime
he witnessed two world wars, Hitler's seizure of power, the collapse
of communism, and the reunification of Germany. In one of his final
interviews, published in the German daily Die Welt, he even commented
on the events of 9/11. Although Gadamer officially retired from the
University of Heidelberg in 1968, this proved to be the beginning of
a momentous second career. Thereafter, he was a frequent lecturer at
North American universities, bringing the tidings of "hermeneutics"the
art of textual interpretationto a new generation of students who
felt alienated from indigenous American intellectual traditions.
As it so happens, I was one of them. My encounter with Gadamer occurred
at a rather forsaken outpost of higher learning in Hamilton, Ontario:
McMaster University. Gadamer, then age seventy-six, still had a long
and productive life ahead of him. At McMaster, he taught a weekly graduate
seminar on a relatively minor Platonic dialogue, the Philebus,
which we read aloud line by line. Little did I know it at the time,
but in the class Gadamer had reprised the theme of his Habilitation,
which he had completed nearly fifty years earlier under the supervision
of University of Marburg classicist Paul Friedländer.
Gadamer's love of dialogue was palpable. He struck me as a latter-day
Socrates who had missed out on his true calling in the agora
of Periclean Athens by some 2,500 years. Yet Gadamer's "message" was
distinctly different from Socrates's. The Athenian believed that the
traditional sources of Greek wisdom, the Homeric epics, had become dysfunctional.
Consequently, he instructed his youthful aristocratic protégés
in the risqué "art of dialectic." He encouraged them to look
withinto "know themselves"rather than to accept the conventional
wisdom of others. Hence, Socratic wisdom possessed an intrinsically
radical quality that was inimical to tradition and inherited
belief structures.
Of course, those who systematically question tradition frequently
court grave risks. In 399 BC, Socrates was tried and executed for
his beliefsan act that, in the history of democratic government,
has become a permanent blot.
Gadamer, conversely, was an inveterate traditionalist. He believed
that one of the great failings of the modern age was that it had lost
touch with the classical sources of wisdom and authority. Only by reestablishing
contact with the traditional repositories of knowledgethe "great
texts" of Western literature and philosophycould humanity save
itself from a fate of permanent disorientation and "soullessness." So
it is of little wonder that his doctrines have enjoyed such an enthusiastic
reception among neoconservatives as well as educators who are concerned
that the Western canon is losing its sanctity. Gadamer would undoubtedly
have agreed with the claim of his philosophical mentor Martin Heidegger
that modern art and literature are predominantly "destructive." In a
late interview, he opined that great art is always rooted in the life
of a "people"in German, das Volk. This was Gadamer's way
of ridiculing what he saw as the irresponsible cosmopolitanism of aesthetic
modernism. Joyce's Stephen Dedalus was Everyman. Homer's Odysseus was
a Greek.
Longevity is not always a blessing. But there can be no doubt that
Gadamer exploited his durability to maximum advantage. In his case,
this was imperative, since by scholarly standards Gadamer was distinctly
a late bloomer. Until the age of sixty, the University of Heidelberg
philosopher had authored merely one bookan uneventful one at that.
But that situation would change radically in 1960, when the publication
of Truth and Method helped catapult him to international renown.
Traditionally, philosophy has been synonymous with the quest for truthalthough
philosophers have disagreed bitterly about how best to conduct the search.
Rationalists believe that, since experience is a realm of change and
variability, "ideas"unchanging and supratemporalprovide
the best guarantee of timeless knowledge. Empiricists, conversely, subscribe
to Jeremy Bentham's caustic view that philosophical precepts that are
devoid of a basis in experience are "nonsense on stilts."
In the history of philosophy, hermeneutics as represented by Gadamer
is something of a wild card. It claims that the quest for certainty
is itself a false path and that the pursuit of objective knowledge has
needlessly abridged the richness and scope of human experience. Consequently,
in Gadamer's view, for eons philosophers have in essence been barking
up the wrong tree.
In making such claims Gadamer relied on insights that had been codified
by Heidegger. Gadamer studied with Heidegger when the philosopher moved
to Marburg (from Freiberg) in 1923. One of the revelations of Jean Grondin's
reverential biography is that, a year later, Heidegger sent Gadamer
a devastating letter in which he cast serious doubt on the young philosopher's
abilities and promise. Heidegger's words were callous and blunt: "If
you cannot summon sufficient toughness toward yourself, nothing will
come of you." By Gadamer's own admission, so damning was Heidegger's
verdict that his philosophical self-confidence was adversely affected
for years to come. Gadamer abruptly abandoned plans to write his Habilitation
study with Heidegger and promptly shifted his field of study from philosophy
to classics. He later avowed that one of the reasons it took him so
long to produce Truth and Method was that he felt Heidegger's
intimidating presence constantly lurking in the wings. When, in 1928,
Heidegger left Marburg to replace Edmund Husserl in Freiberg, Gadamer
felt that a giant weight had been lifted from his shoulders. Instead
of feeling abandoned, Gadamer said he felt "free."
Nevertheless, there can be no doubting the fact that the apprenticeship
with Heidegger, though brief, represented a watershed in Gadamer's early
philosophical development. From Heidegger, Gadamer learned the lessons
of "facticity": What distinguished human being-in-the-worldDaseinwas
the primacy of our existential situatedness. Our pragmatic dealings
with our social environment remain ontologically prior to the intellectual
habitudes that have traditionally fascinated Western philosophers such
as Plato, Descartes, and Kant. The "theoretical attitude"the quest
for foundations that, for centuries, had been the motivating drive behind
philosophical inquirywas, one might say, a derivative and subaltern
standpoint. It was this insight that, some thirty-five years later,
Gadamer invoked in Truth and Method when he disparaged the philosophical
longing for absolute knowledge. Like Heidegger before him, he viewed
the quest for certainty as a paradoxical attempt to escape what was
distinctive about the human condition.
Following Heidegger's lead, Gadamerian hermeneutics sought to reverse
the terms of philosophical study. "Worldliness," which thinkers like
Plato and Descartes denigrated as philosophical "dross," became absolutely
central. Certainty, the traditional telos of philosophical inquiry,
was devalued as a burdensome intellectual encumbrance. On this side
of the Atlantic, his orientation has found champions among pragmatists
and postmodernists such as Richard Rorty and Richard J. Bernstein who
believe that his "anti-foundationalism," or rejection of atemporal claims
to truth, makes him a kindred spirit.
Yet there seems to be something genuinely naive about postmodernist
and pragmatist attempts to invoke Gadamer as an intellectual ally. Whereas
postmodernists (if there are any remaining) like to think of themselves
as leftists or progressives, there can be no doubting the conservative
thrust of Gadamer's doctrines, predicated as they are on an unabashed
reverence for tradition. Thus, at one point in his scholarly career,
the young Heidegger protégé prided himself on the fact
that he only read books that were at least two thousand years old.
Of course, over the years the hermeneutic approach has had its share
of detractors. In the eyes of many, its basic flaw is that it operates
in the spirit of nineteenth-century historicismthe relativist
view that, as the historian Leopold von Ranke put it, all ages are "equally
close to God." Critics have alleged that by denigrating claims to objective
truth hermeneutics abandons us to a no-man's-land of philosophical relativism.
In this respect, one could say that hermeneutics' vindication of existential
situatedness ends up making a virtue out of a necessity.
In the 1920s and '30s, talk of the "crisis of historicism" was rife.
After all, it may be methodologically useful to claim that human knowledge
is temporally and historically bound, but it also seems to deprive us
of a basis for orientation as ethical and political beings. During the
1920s, the lack of ethical grounding was a complaint commonly leveled
against Heidegger's existentialism. He sought to remedy this deficiency
through the concept of "decisiveness" or "resolve." According to this
view, the specific content of one's life choices didn't matter so much;
what was important was that one choose emphatically or decisively. But
this approach didn't seem to make much of a difference, since the question
of the content or direction of "resolve" remained unspecified. Heidegger's
students regularly mocked him by claiming, "I am 'resolved,' but to
what end I know not."
As a resolute traditionalist, Gadamer had few sympathies for Heideggerian
"resolve." By the same token, it seems worthwhile to inquire whether
his aversion to strong philosophical judgments was un-Socratic. On the
one hand, Socrates incarnated a philosophical modesty with which Gadamer
profoundly identified. In the Apology the Athenian claimed, with
his trademark flair for irony, that he was the wisest of men because
he possessed an acute awareness of his own ignorance: "I am the wisest
man alive, for I know one thing, and that is that I know nothing."
On the other hand, Socrates's employment of the dialectical method,
the so-called elenchus, aimed at considerably more than negative knowledge.
For this reason, it seems radically incompatible with Gadamer's ethical
"conventionalism": the view that, instead of making waves, we should
follow the rules and procedures of the existing social order. Socrates's
entire being as a philosopher was directed against such an orientation.
In fact, the pitfalls of ethical conformism are the central theme of
the early dialogues, which were, of course, written by Plato. In his
typically provocative manner, Socrates would query his fellow Athenians
about the nature of "virtue": courage, piety, justice, beauty, and so
forth. Inevitably, the conventionalist orientationi.e., the commonplaces
of the Athenian "street"fails insofar as it is insufficiently
universal. Socrates's interlocutors offer partial definitions
of these concepts (e.g., Laches's deficient definition of courage as
"not running away in battle"), whereas Socrates is searching for ultimate
truths: "beauty itself," "justice itself," "goodness itself." In this
respect, Gadamer's veneration of traditionas in the claim from
Truth and Method that "understanding itself should be thought
of not so much as an action of subjectivity, but as entering into
the happening of tradition in which past and present are constantly
mediated" (italics mine)falls considerably short of the epistemological
demands of Socratic wisdom.
Gadamer employs the lyrical expression "fusion of horizons" to describe
how past and present mesh. The phrase is metaphorically rich but substantively
impoverishedin this respect, its limitations parallel those of
Heideggerian "resolve." Although we are told the horizons in question
are supposed to "fuse," we are provided with no procedural or methodological
directives as to how this merger should in fact take place.
In his introductory remarks in the acknowledgments section, Jean Grondin
offers a brief account of how his biography came to be written. The
initial stimulus was provided by the sensational revelations concerning
Heidegger's involvement with Nazism that surfaced during the late 1980s.
When Grondin, a self-professed Gadamerian and professor of philosophy
at the University of Montreal, first broached the idea, the Master sought
to discourage himno doubt owing in part to his own prodigious
modesty. Nevertheless, one cannot help but wonder: Were there also elements
of the philosopher's own political past that he would prefer remain
unexcavated?
Gadamer's other grounds for resistance pertained to a problematic German
literary tradition whose sins were best represented by the circle surrounding
the poet Stefan George. Since Gadamer came to know many Georgians in
Marburg during the 1920s, it was a debility he presumably knew of firsthand.
Under the influence of the Romantic cult of genius, George-Kreis members
were prone to writing fawning and compendious hagiographies. The most
notable examples were Friedrich Gundolf's biography of Goethe and the
medievalist Ernst Kantorowicz's lionizing study of Frederick II. In
retrospect these studies represent historical curiosities: They testify
to excess and the risk of rapturous, "empathic" scholarship. The idea
was to intuit one's way into the protagonist's psyche. The values of
critical scholarship were explicitly scorned insofar as they risked
undermining the intended apotheosis.
Not only did Grondin ignore Gadamer's warnings and admonitions. At
virtually every turn, his efforts rival the hagiographic indulgences
of the George cult practitioners. According to a well-known Nietzschean
adage, "One repays a teacher poorly by remaining a disciple." Grondin
would have done well to have heeded it.
In a 1945 speech, "On Germany and the Germans," Thomas Mann observed
that "there are not two Germanys, an evil and a good, but only one,
which, through devil's cunning, transformed its best into evil." During
the Third Reich Mann opted for exile. He realized early on that the
idea of achieving a modus vivendi with the National Socialist dictatorship
was out of the question. The maxim from "On Germany and the Germans"
was Mann's rejoinder to scholars and intellectuals who claimed the country's
cultural traditions remained unimplicated in the catastrophe of 193345.
Indeed, as historians have shown, many German humanists, convinced that
the Western democracies were past their prime and that Germany's hour
had struck, were extremely eager to climb on board the Nazi bandwagon.
A number of German scholars, like Gadamer, claimed to have sought refuge
from the gathering storm in so-called inner emigration. It was a concept
that Mann flatly refused to accept. How could one find inner peace in
the midst of unprecedented tyranny? Mann's son Klaus brilliantly dramatized
this dilemma in his 1936 novel Mephisto, a roman à clef
about an actor who engages in a series of piecemeal compromises with
the regime until finally he realizes that he has in fact sold his soul.
The most problematic aspect of Grondin's biography concerns its status
as an apologia writ large for Gadamer's conduct during the Third Reich.
In order to silence potential critics, Grondin employs a two-pronged
defense: (a) Gadamer unequivocally resisted the lures of Nazism;
(b) even in those cases where Gadamer willingly went along with
the regime, he was circumstantially justified in doing so. That claims
a and b happen to be mutually exclusive seems never to
have crossed Grondin's mind.
To account for Gadamer's questionable acts of political accommodation,
Grondin employs the hermeneutic approach: He tries to intuit himself
into the frame of mind of those Germans who wholeheartedly supported
the regime. In doing so, he repeatedly paints the Nazis as a perfectly
reasonable and legitimate alternative: Germany had tried democracy,
but it was a political experiment that failed miserably. Moreover, Hitler
came to power in a quasi-legal manner and thus enjoyed an aura of legitimacy.
In Germany's last free election, the Nazis were the biggest vote getters.
In view of the draconian character of the Treaty of Versailles, many
of Hitler's revanchiste geopolitical claims seemed perfectly
justified to everyday Germans. Grondin makes Nazism out to be such an
attractive political option that, in the end, one wonders why any reasonable
German would have resisted its lures.
Ironically, though, what Grondin's "sympathetic" method demonstrates
is the moral bankruptcy of the hermeneutic approach. To wit: If one
"intuited oneself into the frame of mind" of Hitler's victims
rather than his followers, one would, of course, arrive at a very different
set of conclusions. Moreover, many of the claims Grondin makes on behalf
of the Nazis' early successes are at best half truths. The Nazis were
Germany's leading vote getter. But in the November 1932 elections they
garnered a plurality of 33.1 percent, which meant that two-thirds of
the German electorate rejected their program. The Versailles Treaty
of 1919 may have been draconian. But to conclude that the Nazi dictatorship
was the only politically available mechanism to redress its injustices
is false and misleading. Here, too, the ethical indigence of the "conventionalist"
approach, which Grondin takes over from Gadamer himself, stands fully
exposed.
Unlike Heidegger, who was banned from university life for five years
after the war for his connections with the regime, Gadamer never joined
the Nazi party. By the same token, he was hardly a convinced democrat.
Like numerous German conservatives, Gadamer undoubtedly disagreed with
many of the particulars of National Socialist rule. Judged by mandarin
caste standards, Nazi methodsconcentration camps, anti-Jewish
boycotts, "strength through joy" histrionicswere crude. But such
details never seemed to interfere with Gadamer's acceptance of the regime
as a whole.
Thus, in 1933 Gadamer, along with other Marburg professors, signed
a public declaration of allegiance to the National Socialist state.
The avowal was translated into a variety of languages and circulated
abroad. Its aim was to demonstrate emphatically in the court of international
public opinion that the Nazi dictatorship had broad support among the
German populace, especially among the ranks of the Bildungsbürgertum,
or educated elite.
In 1934 Gadamer wrote a scholarly article justifying Plato's banishment
of the poets in the Republic. Even the well-disposed Grondin
finds Gadamer's views indefensible, acknowledging that they approximate
the Nazis' "infamous campaign against 'degenerate art.'" In retrospect,
the study may be read as an allegory of the Weimar Republic's rise and
fall. Its none-too-subtle subtext is that excessive cultural freedom
breeds anarchy. Only recourse to a strong state, as Plato recommends
in his authoritarian treatise, will put an end to social and political
chaos. Gadamer praises the Platonic ideal of "educational dictatorship"
as follows: "In Plato justice of the state is not founded negatively
on the weakness of individuals whose prudence leads them into a contract
[here, a shibboleth for "liberalism"]. Instead the human being is political
in a positive sense because he is capable of rising above his insistence
on himself." The latter claim reveals Gadamer's longing for a "tutelary
state"one that, like the educational dictatorship of the Republic,
supervises, forms, and shapes the individual at every step. The moral
of the story: When it comes to politics, one should be careful about
what one wishes for.
The following year, as Gadamer encountered difficulties in securing
a permanent teaching position, he voluntarily enrolled in a Nazi political-reeducation
camp. With any lingering doubts about his political reliability eliminated,
he succeeded in receiving professorial appointments at Marburg (1937)
and Leipzig (1938).
In order to defend Gadamer against the charge of being pro-Nazi, Grondin
trots out the canard that, during his youth, the philosopher had many
Jewish friends. But a better litmus test of Gadamer's philo-Semitism
would be to examine how those friendships fared during the bitter years
of National Socialist persecution. To judge by this standard, the record
looks pretty shaky. So focused was Gadamer on "making a career" under
the Nazis that, on at least two occasions, he stepped in to fill positions
that had been vacated by Jewish friends who had been dismissed on racial
grounds: Richard Kroner (University of Kiel) in 1934 and Erich Frank
(University of Marburg) in 193536. In his defense of Gadamer's
actions, Grondin goes so far as to ape National Socialist terminology,
claiming that the Jews had been "furloughed" (beurlaubt)a
prototypical instance of Nazi newspeakrather than "fired" in accordance
with a 1933 Aryanization decree, as was in fact the case.
Time and again, Gadamer's own ethical transgressions are compounded
by Grondin's post hoc rationalizations. "It was certainly a delicate
situation to sit in for a Jewish colleague, but what was Gadamer supposed
to do?" inquires Grondin plaintivelyas though Gadamer's career
prospects were self-evidently the major issue at stake rather than his
embarrassing willingness to cooperate with a lawless and racist dictatorship.
"Should he have protested?" Grondin continues. Yes, that's exactly what
Gadamer should have done! For by protesting or having otherwise expressed
his disapproval of this horrific regime, Gadamer would have saved the
honor of philosophy as well as his own reputation. Yet for reasons Grondin
never fully explains, he insists that the only option available to Gadamer
at the time was the low road: "In his situation he could only think
about getting along himself." Grondin seems not to understand that philosophy's
distinctiveness as a vocation is that in such situations it acts on
the basis of principle rather than self-interest or survival. Those
who view Grondin's biography as a conte morale about how hermeneutics
functions in times of duress are surely in for a major letdown.
Undoubtedly, Gadamer's greatest compromise with the Nazi regime concerns
his lecture "Volk and History in Herder's Thought," presented on May
29, 1941, at the "German Institute" in occupied Paris. To appreciate
the performative dimension of Gadamer's text, one must take into account
that the various German Institutes were purely and simply vehicles of
Nazi cultural hegemony. As such, there could be no illusions about their
explicit political function: to convince wavering European elites of
the legitimacy of a Nazi-dominated Europe and to convey the sense that
Germany's military potency was backed by an immense cultural prowess.
The Wehrmacht had done its job in the trenches. It was now time
for German humanists to do their part in the battle for the hearts and
minds of Europe's elites and opinion leaders.
The themes of Gadamer's lecture harmonized perfectly with the regime's
ideological aims. Gadamer argued that Enlightenment rationalism had
played itself out. The new era would be characterized by the ascendancy
of the German Volk idea, the ideological lineage from Herder
to Hitler, as it were. With Germany's blitzkrieg triumph of June 1940
(the date of the fall of France), the sun had set on Enlightenment universalism.
It was now time for the reign of national particularisms, and, in this
regard, Germany's claim to superiority seemed self-evident. The philosopher's
job was to provide intellectual legitimation for the new geopolitical
order. In keeping with this objective, Gadamer concludes the lecture
with a glowing encomium to Germany's battlefield triumphs: Herder's
"unpolitical intuition of . . . the fate of Germany during his time,
and perhaps the fate of such political belatedness is the reason why
the German concept of das Volkin contrast to the democratic
slogans of the Westproves to have the power to create a new political
and social order in an altered present." After reading these lines,
can there be any doubt that, in spring 1941, Gadamer made the Nazis'
cause his own?
To make matters worse, Gadamer, fearing that his partisanship for the
regime would be exposed in the eyes of posterity, suppressed "Volk and
History in Herder's Thought" from the ten-volume edition of his Collected
Works. In its stead he furtively substituted a politically anodyne
Herder essay he wrote twenty-five years after "Volk and History." In
this way, Gadamer hoped to cover his tracks. He was successful until
a tenacious German journalist broke the scandal in the early 1970s.
The stated intention of Grondin's biography is to examine how hermeneutics,
as personified by Gadamer, fares under real-world conditions. At the
outset, Grondin admits that he was motivated to undertake this study
by the damaging allegations concerning Heidegger's conduct under the
Nazis. Surely, the tale of Gadamer's activities during the Nazi years
must yield a more uplifting account.
Not really. At virtually every pivotal juncture, Gadamer caved in to
the regime without a fight. To judge by these lights, hermeneutics is
a philosophy of conformism. It turns conciliation with political evil
into an art form. Apparently, in the hermeneutic lexicon, "civil courage"
is an unknown virtue, a foreign phrase.
Grondin is a poor biographer because, as the old Tammy Wynette ballad
goes, come hell or high water, he stands by his man. To achieve his
aims, Grondin must relinquish the tools of critical scholarship. He
proceeds by according the status of unquestioned "truth-value" to all
of Gadamer's own biographical declarations and statements. But scholarship
demands that one abandon hero worship and employ critical standards
and methods. For unless one subjects the self-serving declarations of
one's protagonist to scrutiny, one ends up writing in the hagiographic
mode. Readers and critics are bound to feel cheated.
Grondin errs most seriously in thinking that in Gadamer's case he can
circumvent the judgment of history. Of course, history has been replete
with despotisms and petty dictatorships. In all cases, there have been
men and women who simply played along. But there was only one Nazism.
As Adorno astutely remarks in Negative Dialectics: "Hitler has
compelled humanity to accept a new categorical imperative: orient your
thinking and acting so that Auschwitz would never repeat itself, so
that nothing similar would recur."
Grondin proceeds as if one could blithely discount this maxim in Gadamer's
case by virtue of his protagonist's "greatness." What he fails to realize,
however, is that the fact that his subject is a philosopher makes his
cooperation with the regime all the more unpardonable. We expect philosophers
to make ethically informed choices. To go along with the crowdespecially
in the case of a pathologically genocidal regimeis not only not
good enough. It is a betrayal of the very principles for which philosophy
stands.
It is in this respect that hermeneutics, as personified by Gadamer,
has proved to be a moral and political failure. The flip side of hermeneutics'
trademark "farewell to principle" is its own historically documented
ethical complacency during the Hitler years. By attempting to silence
Gadamer's criticsGrondin refers to them as "witch-hunters" and
"inquisitors"the biographer ironically violates one of hermeneutics'
cardinal precepts: Proceed as if your adversary may be right.
Grondin's exaggerated defensiveness gives rise to the suspicion that
there may be still more skeletons in the hermeneutic closet waiting
to be unearthed. Thereby, he unintentionally produces an effect diametrically
opposed to the one that his biography, qua exercise in "memory-management"
and "damage control," doggedly strives to convey.
Richard Wolin is the author of Heidegger's Children:
Hannah Arendt, Karl Löwith, Hans Jonas, Herbert Marcuse (Princeton
University Press, 2001).
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